Li, Edward Sang 李生

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2015-04-09
Awareness date (if later):
Filing date:	2015-04-10
Original filing:	Click here
Shares in issue as filed:	2,280,582,333

Long event

Stated disclosure reason:	Ceasing to have an interest
Capacity before:	Beneficial owner
Shares involved:	400,000
Currency:	HKD
Highest on-exchange price:	10.620
Average on-exchange price:	10.438
Implied total value:	4,175,200
On-exchange settlement date:	2015-04-13
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	10.620	10.700	-0.75%
Average price	10.438	9.849	5.98%
Volume	400,000	43,196,496	0.93%
Turnover	4,175,200	425,438,181	0.98%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	2,475,611	2,075,611	-400,000

	Percent of issued
Position	Before	After	Change
Long	0.11%	0.09%	-0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	1,872,611	0	1,872,611
Beneficiary of a trust	203,000	0	203,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.08%	0.00%	0.08%
Beneficiary of a trust	0.01%	0.00%	0.01%

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