Li, Edward Sang 李生

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2015-07-06
Awareness date (if later):
Filing date:	2015-07-07
Original filing:	Click here
Shares in issue as filed:	2,309,879,035

Long event

Stated disclosure reason:	Becoming interested
Capacity after:	Beneficial owner
Shares involved:	200,000
Currency:	HKD
Highest on-exchange price:	3.670
Average on-exchange price:	3.640
Implied total value:	728,000
On-exchange settlement date:	2015-07-08
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.670	4.710	-22.08%
Average price	3.640	3.721	-2.19%
Volume	200,000	88,676,156	0.23%
Turnover	728,000	329,995,807	0.22%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	1,965,611	2,165,611	200,000

	Percent of issued
Position	Before	After	Change
Long	0.09%	0.09%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	1,572,611	0	1,572,611
Beneficiary of a trust	593,000	0	593,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.07%	0.00%	0.07%
Beneficiary of a trust	0.03%	0.00%	0.03%

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