Li, Guangjie 李光杰

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2016-11-14
Awareness date (if later):
Filing date:2016-11-15
Original filing: Click here
Shares in issue as filed:6,959,368,544

Long event

Stated disclosure reason:Ceasing to have an interest
Capacity before:Beneficial owner
Shares involved:200,000
Currency:HKD
Highest on-exchange price:3.170
Average on-exchange price:3.170
Implied total value:634,000
On-exchange settlement date:2016-11-16
CCASS changes on settlement date: Click here

FilerMarketPrem/(disc)
or share
Highest price 3.170 3.190 -0.63%
Average price 3.170 3.150 0.63%
Volume200,000 34,857,000 0.57%
Turnover634,000 109,809,158 0.58%

Positions before and after the event

Interest in shares
Position Before After Change
Long 8,220,970 8,020,970 -200,000

Percent of issued
Position Before After Change
Long 0.12% 0.12% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 5,446,970 0 5,446,970
Beneficiary of a trust 2,574,000 0 2,574,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.08% 0.00% 0.08%
Beneficiary of a trust 0.04% 0.00% 0.04%

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