Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2016-11-28
Awareness date (if later):
Filing date:	2016-12-01
Original filing:	Click here
Shares in issue as filed:	6,959,513,544

Long event

Stated disclosure reason:	Ceasing to have an interest
Capacity before:	Beneficial owner
Shares involved:	2,771,000
Currency:	HKD
Highest on-exchange price:	3.170
Average on-exchange price:	3.151
Implied total value:	8,731,421
On-exchange settlement date:	2016-11-30
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.170	3.260	-2.76%
Average price	3.151	3.168	-0.53%
Volume	2,771,000	43,424,600	6.38%
Turnover	8,731,421	137,555,806	6.35%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	70,689,955	67,918,955	-2,771,000

	Percent of issued
Position	Before	After	Change
Long	1.02%	0.98%	-0.04%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	56,433,955	0	56,433,955
Beneficiary of a trust	11,485,000	0	11,485,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.81%	0.00%	0.81%
Beneficiary of a trust	0.17%	0.00%	0.17%

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