Li, Guangjie 李光杰

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2018-04-13
Awareness date (if later):2018-04-13
Filing date:2018-04-18
Original filing: Click here
Shares in issue as filed:7,711,724,463

Long event

Stated disclosure reason:Received shares without payment
Capacity after:Non-discretionary beneficiary of a trust
Shares involved:1,075,000
Currency:HKD

Positions before and after the event

Interest in shares
Position Before After Change
Long 9,207,970 10,282,970 1,075,000

Percent of issued
Position Before After Change
Long 0.12% 0.13% 0.01%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 8,151,970 0 8,151,970
Non-discretionary beneficiary of a trust 2,131,000 0 2,131,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.11% 0.00% 0.11%
Non-discretionary beneficiary of a trust 0.03% 0.00% 0.03%

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