Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2018-04-13
Awareness date (if later):	2018-04-13
Filing date:	2018-04-18
Original filing:	Click here
Shares in issue as filed:	7,711,724,463

Long event

Stated disclosure reason:	Received shares without payment
Capacity after:	Non-discretionary beneficiary of a trust
Shares involved:	1,633,000
Currency:	HKD

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	67,784,955	69,417,955	1,633,000

	Percent of issued
Position	Before	After	Change
Long	0.88%	0.90%	0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	65,779,955	0	65,779,955
Non-discretionary beneficiary of a trust	3,638,000	0	3,638,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.85%	0.00%	0.85%
Non-discretionary beneficiary of a trust	0.05%	0.00%	0.05%

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