Mo, Kit 毛杰

Filing in YiChang HEC ChangJiang Pharmaceutical Co., Ltd.:H

Exchange Code Listed Last trade Delisted
HK Main 01558  2015-12-29    

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Filing data

Date of relevant event:2018-04-30
Awareness date (if later):
Filing date:2018-05-02
Original filing: Click here
Shares in issue as filed:225,822,850

Long event

Stated disclosure reason:Pledged to unqualified lender
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:11,250,000

Short event

Disclosure reason:Other short position - see filing
Capacity before:Interest of corporation >=1/3 controlled
Capacity after:Interest of corporation >=1/3 controlled
Shares involved:11,250,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 75,000,000 75,000,000 0
Short -33,750,000 -45,000,000 -11,250,000
Net 41,250,000 30,000,000 -11,250,000

Percent of issued
Position Before After Change
Long 33.21% 33.21% 0.00%
Short -14.94% -19.92% -4.98%
Net 18.27% 13.29% -4.98%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Interest of corporation >=1/3 controlled 75,000,000 -45,000,000 30,000,000

Percent of issued
Capacity Long Short Net
Interest of corporation >=1/3 controlled 33.21% -19.93% 13.28%

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