Yim, Fung 閻峰

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2018-07-04
Awareness date (if later):2018-07-04
Filing date:2018-07-09
Original filing: Click here
Shares in issue as filed:7,715,373,090

Long event

Stated disclosure reason:Right to take underlying shares
Capacity after:Beneficial owner
Shares involved:500,000
Currency:HKD

Positions before and after the event

Interest in shares
Position Before After Change
Long 69,417,955 69,917,955 500,000

Percent of issued
Position Before After Change
Long 0.90% 0.91% 0.01%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 66,279,955 0 66,279,955
Non-discretionary beneficiary of a trust 3,638,000 0 3,638,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.86% 0.00% 0.86%
Non-discretionary beneficiary of a trust 0.05% 0.00% 0.05%

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