Yim, Fung 閻峰

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2018-11-30
Awareness date (if later):
Filing date:2018-12-05
Original filing: Click here
Shares in issue as filed:7,715,673,090

Long event

Stated disclosure reason:Received distribution from trust
Capacity before:Non-discretionary beneficiary of a trust
Capacity after:Beneficial owner
Shares involved:1,938,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 69,917,955 69,917,955 0

Percent of issued
Position Before After Change
Long 0.91% 0.91% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 68,217,955 0 68,217,955
Non-discretionary beneficiary of a trust 1,700,000 0 1,700,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.88% 0.00% 0.88%
Non-discretionary beneficiary of a trust 0.02% 0.00% 0.02%

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