Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2019-04-16
Awareness date (if later):
Filing date:	2019-04-25
Original filing:	Click here
Shares in issue as filed:	7,715,673,090

Long event

Stated disclosure reason:	Received shares without payment
Capacity after:	Non-discretionary beneficiary of a trust
Shares involved:	1,417,000

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	69,917,955	71,334,955	1,417,000

	Percent of issued
Position	Before	After	Change
Long	0.91%	0.92%	0.01%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	68,217,955	0	68,217,955
Non-discretionary beneficiary of a trust	3,117,000	0	3,117,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.88%	0.00%	0.88%
Non-discretionary beneficiary of a trust	0.04%	0.00%	0.04%

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