Ngiam, Patrick Mia Je 嚴名熾

• Key data
• Positions
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• Notes

Filing in ESSEX BIO-TECHNOLOGY LIMITED:O

Exchange	Code	Listed	Last trade	Delisted
HK GEM	08151	2001-06-27	2011-06-22	2011-06-23	Docs
HK Main	01061	2011-06-23			Docs

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• CCASS
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Filing data

Date of relevant event:	2019-08-15
Awareness date (if later):
Filing date:	2019-08-16
Original filing:	Click here
Shares in issue as filed:	578,807,000

Long event

Stated disclosure reason:	Purchased shares
Capacity after:	Beneficial owner
Shares involved:	84,000
Currency:	HKD
Highest on-exchange price:	5.100
Average on-exchange price:	5.056
Implied total value:	424,704
On-exchange settlement date:	2019-08-19
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	5.100	5.190	-1.73%
Average price	5.056	5.091	-0.69%
Volume	84,000	704,000	11.93%
Turnover	424,704	3,584,200	11.85%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	153,735,667	153,819,667	84,000

	Percent of issued
Position	Before	After	Change
Long	26.56%	26.58%	0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	147,153,000	0	147,153,000
Interest of corporation >=1/3 controlled	6,666,667	0	6,666,667

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	25.42%	0.00%	25.42%
Interest of corporation >=1/3 controlled	1.15%	0.00%	1.15%

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