Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2019-09-11
Awareness date (if later):
Filing date:	2019-09-13
Original filing:	Click here
Shares in issue as filed:	7,715,673,090

Long event

Stated disclosure reason:	Right to take underlying shares
Capacity after:	Beneficial owner
Shares involved:	1,000,000
Currency:	HKD

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	71,334,955	72,334,955	1,000,000

	Percent of issued
Position	Before	After	Change
Long	0.92%	0.94%	0.02%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	69,217,955	0	69,217,955
Non-discretionary beneficiary of a trust	3,117,000	0	3,117,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.90%	0.00%	0.90%
Non-discretionary beneficiary of a trust	0.04%	0.00%	0.04%

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