Yu, Michael De Chao 俞德超

Filing in Innovent Biologics, Inc.:O

Exchange Code Listed Last trade Delisted
HK Main 01801  2018-10-31    

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Filing data

Date of relevant event:2019-10-09
Awareness date (if later):2019-10-18
Filing date:2019-10-23
Original filing: Click here
Shares in issue as filed:1,160,279,710

Long event

Stated disclosure reason:Sold to placees in a top-up placing
Capacity before:Other - see filing
Shares involved:97,000,000
Currency:HKD
Average off-exchange consideration:24.600
Implied total value:2,386,200,000

Short event

Disclosure reason:Other decrease in short position - see filing
Capacity before:Other - see filing
Shares involved:97,000,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 253,772,883 156,772,883 -97,000,000
Short -97,000,000 0 97,000,000
Net 156,772,883 156,772,883 0

Percent of issued
Position Before After Change
Long 21.87% 13.51% -8.36%
Short -8.36% 0.00% 8.36%
Net 13.51% 13.51% -0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 56,672,843 0 56,672,843
Interest of corporation >=1/3 controlled 90,100,040 0 90,100,040
Founder of discretionary trust with influence 10,000,000 0 10,000,000

Percent of issued
Capacity Long Short Net
Beneficial owner 4.88% 0.00% 4.88%
Interest of corporation >=1/3 controlled 7.77% 0.00% 7.77%
Founder of discretionary trust with influence 0.86% 0.00% 0.86%

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