Kwok, Ying Shing 郭英成

Filing in Kaisa Group Holdings Ltd.:O

Exchange Code Listed Last trade Delisted
HK Main 01638  2009-12-09    

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Filing data

Date of relevant event:2020-04-14
Awareness date (if later):
Filing date:2020-05-08
Original filing: Click here
Shares in issue as filed:6,101,369,697

Short event

Disclosure reason:Expired obligation to sell underlying shares
Capacity before:Interest of corporation >=1/3 controlled
Shares involved:240,500,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 1,551,098,756 1,551,098,756 0
Short -240,500,000 0 240,500,000
Net 1,310,598,756 1,551,098,756 240,500,000

Percent of issued
Position Before After Change
Long 25.42% 25.42% 0.00%
Short -3.94% 0.00% 3.94%
Net 21.48% 25.42% 3.94%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Interest of corporation >=1/3 controlled 708,033,378 -0 708,033,378
Founder of discretionary trust with influence 843,065,378 -0 843,065,378

Percent of issued
Capacity Long Short Net
Interest of corporation >=1/3 controlled 11.60% -0.00% 11.60%
Founder of discretionary trust with influence 13.82% -0.00% 13.82%

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