Ho, Purdy Pin Pin 何翩翩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aetas Global Markets Limited | Rep | Dealing in securities | 2010-09-03 | 2011-12-23 | Rep | Dealing in securities | 2014-05-05 | 2015-09-15 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-01-29 | 2009-05-23 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2021-03-24 | 2023-01-09 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-01-29 | 2009-05-23 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-02-07 | |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-15 | 2014-04-12 |
| 7 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2013-04-15 | 2014-01-11 | Rep | Dealing in securities | 2013-04-15 | 2014-01-11 |
| 8 | TFI Asset Management Limited | Rep | Advising on securities | 2017-04-19 | 2020-04-22 |
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