Chan, Lawrence Yee Lim 陳以廉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-03 | 2008-10-31 | Rep | Asset management | 2008-09-03 | 2008-10-31 |
| 2 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2005-06-28 | Rep | Advising on securities | 2005-06-28 | Rep | Asset management | 2005-06-28 | Rep | Dealing in securities | 2005-06-28 |
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