Lam, Hu Yang 林曉陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Middle Island Capital (Hong Kong) Limited | RO | Asset management | 2008-04-30 | 2008-11-30 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2006-09-16 | Rep | Dealing in futures contracts | 2003-06-11 | 2006-09-16 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2006-09-16 |
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