Scott, David Paul Mcleod
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | 2007-06-01 | 2008-09-20 | RO | Dealing in futures contracts | 2007-06-01 | 2008-09-20 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Dealing in securities | 2007-08-31 | 2008-09-20 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2006-09-01 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-05-19 | 2006-09-01 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2006-09-01 |
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