Ross, Timothy Wakefield
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-03-27 | 2016-02-20 |
| 2 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-10-03 | 2012-02-03 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Advising on securities | 2005-05-03 |
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