Chan, Andy Kok Heng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-04 | Rep | Asset management | 2005-02-04 | Rep | Advising on securities | 2005-03-24 | Rep | Dealing in securities | 2010-05-20 | Rep | Dealing in futures contracts | 2005-10-25 | 2011-02-16 | RO | Dealing in securities | 2010-05-20 | 2011-02-16 |
| 2 | UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2005-12-29 | 2011-02-16 |
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