Murphy, David James (SFC:AFG800)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-12-01 | 2013-03-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-12-01 | 2013-03-01 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-09-14 | 2010-04-28 | Rep | Dealing in securities | 2009-09-14 | 2010-04-28 | Rep | Advising on futures contracts | 2009-09-14 | 2011-09-09 | Rep | Dealing in futures contracts | 2009-09-14 | 2011-09-09 | RO | Advising on securities | 2010-04-28 | 2011-09-09 | RO | Dealing in securities | 2010-04-28 | 2011-09-09 |
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