Lo, Michael Sai Cheong 盧世昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2004-05-05 | 2005-05-17 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2011-11-07 | 2013-07-09 |
| 3 | Epigen Group (Hong Kong) Limited | Rep | Asset management | 2016-09-05 | 2016-12-20 | RO | Asset management | 2016-12-20 | 2020-01-10 |
| 4 | Golden Eagle Brokerage Limited | RO | Asset management | 2020-07-28 | 2021-05-31 | Rep | Advising on securities | 2021-02-01 | 2021-05-31 |
| 5 | INFINITY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-01-17 | 2020-02-28 | RO | Asset management | 2020-01-17 | 2020-02-28 |
| 6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-05-24 | 2008-09-29 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-09 | 2011-07-29 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2003-11-25 | 2004-05-05 |
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