Chan, Lai Yee (SFC:AFR768) 陳麗薏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-25 | Rep | Advising on securities | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in securities | 2004-02-25 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in futures contracts | 2004-02-25 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-03-17 | 2006-04-17 |
| 4 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-03-24 | 2016-04-09 | Rep | Dealing in securities | 2014-03-24 | 2016-04-09 | Rep | Asset management | 2015-11-11 | 2016-04-09 |
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