Chan, Ka Wai (SFC:AGF175) 陳嘉慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-09 | 2003-11-06 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2003-09-09 | 2003-11-06 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2019-09-17 | 2022-01-12 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-07-28 | 2003-09-08 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-07-28 | 2003-09-08 |
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