Chan, Henry Wai Sum 陳偉森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-07-14 | 2018-06-09 | Rep | Dealing in securities | 2017-07-14 | 2018-06-09 |
2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-12-20 | 2007-02-01 |
3 | LLOYDS TSB PACIFIC LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Advising on securities | 2004-07-05 | Rep | Dealing in securities | 2004-02-27 | 2004-07-05 |
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