Chan, Henry Wai Sum 陳偉森

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Advising on securities 2017-07-14 2018-06-09
Rep Dealing in securities 2017-07-14 2018-06-09
2 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on securities 2006-12-20 2007-02-01
3 LLOYDS TSB PACIFIC LIMITED Rep Advising on corporate finance 2004-02-19
Rep Asset management 2004-02-19
Rep Advising on securities 2004-07-05
Rep Dealing in securities 2004-02-27 2004-07-05

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