Loo, Wan Chi 盧韻姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-03-12 | 2012-10-04 | Rep | Dealing in securities | 2012-03-12 | 2012-10-04 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-10-21 | 2005-10-15 |
| 3 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2006-03-17 | 2006-10-17 |
| 4 | Everbright Securities Digital Finance (HK) Limited | Rep | Advising on corporate finance | 2003-09-29 | Rep | Advising on securities | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Dealing in securities | 2005-10-15 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-09-29 | Rep | Advising on securities | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Dealing in securities | 2005-10-15 |
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