Kwaan, Arthur Hung Chi 關恒智

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2005-04-08 2010-05-11
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2005-04-08 2010-05-11
3 ORION INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2010-06-17 2011-07-08
Rep Dealing in securities 2010-06-17 2011-07-08

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