Ko, Sze Wai 高思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-06-17 | 2005-07-07 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-10-27 | 2006-02-20 |
| 3 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2006-04-03 | 2006-04-03 |
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