Xu, Li (SFC:AME120) 許莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Holdings Company Limited | RO | Dealing in securities | 2005-08-22 | 2007-10-25 |
| 2 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on securities | 2007-12-21 | 2010-11-09 | RO | Dealing in securities | 2007-12-21 | 2010-11-09 | RO | Dealing in futures contracts | 2008-07-04 | 2010-11-09 | RO | Advising on futures contracts | 2008-08-21 | 2010-11-09 |
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