Lam, Terence Ting Yin 林廷彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-08-08 | 2008-01-07 | Rep | Advising on corporate finance | 2006-05-16 | 2008-01-07 | Rep | Advising on securities | 2006-05-16 | 2008-01-07 |
| 2 | Hamilton Lane (Hong Kong) Limited | Rep | Advising on securities | 2012-03-13 | 2012-05-16 | Rep | Dealing in securities | 2012-03-13 | 2012-05-16 |
| 3 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | Rep | Advising on securities | 2008-06-27 | 2009-01-31 |
| 4 | NF Trinity Capital (Hong Kong) Limited | Rep | Advising on securities | 2016-03-30 | 2019-02-07 | Rep | Asset management | 2016-03-30 | 2019-02-07 | Rep | Dealing in securities | 2017-09-07 | 2019-02-07 |
| 5 | Safari Asia Limited | Rep | Advising on securities | 2012-06-01 | 2012-09-17 | Rep | Asset management | 2012-06-01 | 2012-09-17 |
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