Lim, Dae Hyuck 任大赫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2021-03-19 | 2021-04-07 | Rep | Dealing in securities | 2021-03-19 | 2021-04-07 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2019-11-04 | 2021-03-15 | Rep | Asset management | 2019-11-04 | 2021-03-15 | Rep | Dealing in securities | 2019-11-04 | 2021-03-15 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-06-30 | 2017-07-12 |
| 4 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2021-04-26 | 2022-11-30 | Rep | Dealing in securities | 2021-04-26 | 2022-11-30 | Rep | Asset management | 2021-06-02 | 2022-11-30 |
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