Hannan, David James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2005-11-15 | 2008-09-01 | Rep | Dealing in securities | 2005-11-15 | 2008-09-01 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-03-29 | 2011-09-03 | Rep | Dealing in securities | 2010-03-29 | 2011-09-03 |
| 3 | DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-24 | 2011-09-03 | Rep | Dealing in securities | 2011-05-24 | 2011-09-03 |
| 4 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2016-12-09 | 2021-05-31 | Rep | Dealing in securities | 2016-12-09 | 2021-05-31 |
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