Lin, Yang-Ming 林楊銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-17 | 2008-11-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-17 | 2008-11-19 | Rep | Dealing in securities | 2006-07-17 | 2008-11-19 |
| 3 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2009-12-16 | 2010-04-14 | RO | Dealing in securities | 2010-04-14 | 2010-07-01 | Rep | Dealing in securities | 2010-07-01 | 2010-07-23 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-06-13 | 2015-04-28 |
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