Chang, George Tak Yin 張德賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-06-22 | 2013-04-11 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-10-18 | 2018-12-14 | Rep | Dealing in securities | 2018-10-18 | 2018-12-14 | RO | Dealing in securities | 2018-12-14 | RO | Advising on securities | 2018-12-14 | 2024-02-23 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-07-18 | 2008-08-11 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-07-18 | 2008-08-11 |
| 5 | Crosby Securities Limited | Rep | Advising on securities | 2015-08-24 | 2017-05-05 | Rep | Dealing in securities | 2015-08-24 | 2017-05-05 | Rep | Asset management | 2015-12-04 | 2017-06-30 | RO | Advising on securities | 2017-05-05 | 2017-06-30 | RO | Dealing in securities | 2017-05-05 | 2017-06-30 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-10-18 | 2018-12-14 | Rep | Dealing in securities | 2018-10-18 | 2018-12-14 | RO | Advising on securities | 2018-12-14 | RO | Dealing in securities | 2018-12-14 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2013-06-25 | 2015-07-24 | Rep | Dealing in securities | 2013-06-25 | 2015-07-24 |
| 8 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-08-08 | 2017-10-02 | Rep | Dealing in securities | 2017-08-08 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-02-05 | Rep | Dealing in securities | 2017-10-03 | 2018-02-05 | RO | Advising on securities | 2018-02-05 | 2018-09-10 | RO | Dealing in securities | 2018-02-05 | 2018-09-10 |
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