Lok, Chun Sing 樂震聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-10-17 | 2017-04-01 | Rep | Advising on securities | 2014-10-17 | 2017-04-01 | Rep | Dealing in securities | 2014-10-17 | 2017-04-01 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2010-07-06 | 2011-08-18 | Rep | Advising on securities | 2010-07-06 | 2011-08-18 | Rep | Dealing in securities | 2010-07-06 | 2011-08-18 | Rep | Advising on corporate finance | 2012-05-17 | 2014-09-19 | Rep | Advising on securities | 2012-05-17 | 2014-09-19 | Rep | Dealing in securities | 2012-05-17 | 2014-09-19 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2009-12-30 | 2010-06-27 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-09-21 | 2012-04-12 | Rep | Dealing in securities | 2011-09-21 | 2012-04-12 |
| 5 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-10-05 | 2009-02-10 | Rep | Dealing in securities | 2006-10-05 | 2009-02-10 |
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