Chong, Pui Yee 莊貝怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASA SECURITIES LIMITED | Rep | Dealing in securities | 2013-12-16 | 2016-06-01 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-12-03 | 2008-01-03 | Rep | Dealing in securities | 2007-12-03 | 2008-01-03 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-12 | 2006-10-13 |
| 4 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2010-10-12 | 2011-04-01 | Rep | Dealing in securities | 2010-10-12 | 2011-04-01 |
| 5 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2011-11-02 | 2011-11-18 | Rep | Dealing in securities | 2011-11-02 | 2011-11-18 |
| 6 | LIS Investment Services Limited | Rep | Advising on securities | 2018-11-19 | 2021-01-31 |
| 7 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-08-09 | 2011-09-01 |
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