Mok, Ernest Shiu Wing 莫肇榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-10-17 | 2024-05-24 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-10-17 | 2024-05-24 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2007-04-02 | 2011-09-01 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-04-02 | 2011-09-01 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-04-02 | 2011-09-01 |
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