Li, Teng (SFC:BLI066) 李騰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2020-12-21 | 2021-08-20 | Rep | Dealing in securities | 2020-12-21 | 2021-08-20 | Rep | Asset management | 2021-02-01 | 2021-08-20 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2019-10-22 | 2020-11-30 | Rep | Dealing in securities | 2019-11-20 | 2020-11-30 |
| 3 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2021-09-07 | 2022-07-31 | Rep | Asset management | 2021-09-07 | 2022-07-31 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-10-23 | 2018-07-02 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-10-23 | 2018-08-27 | Rep | Advising on securities | 2018-08-27 | 2019-10-01 |
| 6 | Futu Securities International (HONG KONG) Limited | Rep | Advising on securities | 2023-06-27 | Rep | Dealing in securities | 2023-06-27 |
| 7 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2022-12-07 | 2023-05-19 |
| 8 | Topaz Financial Group Limited | Rep | Advising on securities | 2022-12-07 | 2023-05-19 |
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