Hersey, Steven James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-07 | 2022-04-19 | Rep | Dealing in securities | 2017-02-07 | 2022-04-19 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-15 | 2011-08-16 | Rep | Automated trading services | 2008-11-06 | 2011-08-16 | Rep | Dealing in futures contracts | 2008-11-06 | 2011-08-16 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-12-12 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-12-12 | 2008-11-24 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-11-15 | 2012-09-25 | Rep | Dealing in futures contracts | 2011-11-15 | 2012-09-25 | Rep | Advising on securities | 2012-06-13 | 2015-11-03 | Rep | Dealing in securities | 2012-06-13 | 2015-11-03 | RO | Advising on futures contracts | 2012-09-25 | 2016-08-09 | RO | Dealing in futures contracts | 2012-09-25 | 2016-08-09 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2013-10-09 | 2016-08-09 | RO | Dealing in securities | 2013-10-09 | 2016-08-09 |
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