Yuen, Robin 袁肇鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2010-10-18 | 2011-07-25 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2009-10-02 | 2010-01-07 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-12-12 | 2009-03-04 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-09-18 | 2018-03-31 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-16 | 2021-04-14 |
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