Dhasmana, Vaibhav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-01-12 | 2013-02-18 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2008-02-14 | 2011-08-26 | Rep | Advising on securities | 2009-02-16 | 2011-08-26 |
| 3 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2009-02-16 | 2011-08-26 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2015-07-10 | 2017-10-06 |
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