Mintz, Nathan Keith
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-07 | 2008-05-30 | Rep | Dealing in securities | 2008-04-07 | 2008-05-30 |
| 2 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2010-07-07 | 2011-03-08 | Rep | Dealing in securities | 2010-07-07 | 2011-03-08 |
| 3 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2009-05-26 | 2010-05-06 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-12-28 | 2016-12-31 | Rep | Dealing in securities | 2011-12-28 | 2016-12-31 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-07-02 | 2016-12-31 |
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