Yim, Wan 嚴云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-18 | 2011-08-19 | Rep | Dealing in futures contracts | 2012-07-20 | 2013-04-24 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-01 | 2011-08-19 | Rep | Dealing in securities | 2012-07-20 | 2013-04-24 |
| 3 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-08-13 | 2019-07-02 | Rep | Dealing in securities | 2018-08-13 | 2019-07-02 |
| 4 | Quam Securities Limited | Rep | Dealing in securities | 2008-11-07 | 2010-03-01 |
| 5 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-09 | 2015-07-31 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-09 | 2015-07-31 |
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