Lau, Wai Shing 劉偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-12-23 | 2009-03-06 |
| 2 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2009-04-14 | 2009-11-07 |
| 3 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-20 | 2010-10-11 |
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