Wood, Catherine Duddy (SFC:ATT445)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2009-09-21 | 2009-09-25 | Rep | Advising on securities | 2010-01-12 | 2010-01-15 | Rep | Advising on securities | 2011-03-21 | 2011-03-24 | Rep | Advising on securities | 2012-03-19 | 2012-03-22 | Rep | Advising on securities | 2013-03-18 | 2013-03-25 |
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