Ruppert-Felsot, Jori Elan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-10-29 | 2009-11-29 | Rep | Dealing in securities | 2009-10-29 | 2009-11-29 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-11-14 | 2014-11-22 | Rep | Dealing in securities | 2018-08-31 | 2018-09-10 | Rep | Dealing in securities | 2023-05-05 | 2023-05-12 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2014-11-14 | 2014-11-22 | Rep | Dealing in futures contracts | 2018-08-31 | 2018-09-10 | Rep | Dealing in futures contracts | 2023-05-05 | 2023-05-12 |
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