Kwong, Chak Lam 鄺宅林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2011-03-21 | 2011-06-30 |
| 2 | China Tonghai (IA) Limited | Rep | Advising on securities | 2012-12-20 | 2013-09-02 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2011-03-21 | 2011-06-30 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-09-27 | 2014-10-04 | Rep | Dealing in securities | 2012-09-27 | 2014-10-04 |
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