Lee, William Yuk Nam 李育南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-10-18 | 2012-08-11 | Rep | Dealing in securities | 2011-10-18 | 2012-08-11 |
| 2 | Huarong International Securities Limited | Rep | Advising on securities | 2013-07-10 | 2013-10-31 | Rep | Dealing in securities | 2013-07-10 | 2013-10-31 |
| 3 | Rifa Asset Management Limited | Rep | Advising on securities | 2017-12-15 | |
| 4 | Rifa Securities Limited | Rep | Dealing in securities | 2013-11-14 | |
| 5 | TFI Asset Management Limited | Rep | Advising on securities | 2013-11-14 | 2016-09-27 |
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