Lu, Kai (SFC:AYK379) 吕凯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2015-10-15 | 2018-01-26 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2011-11-14 | 2015-01-08 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-02-02 | 2015-08-18 | Rep | Dealing in securities | 2015-02-02 | 2015-08-18 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-02-02 | 2015-08-18 |
| 5 | Point72 Hong Kong Limited | Rep | Asset management | 2018-02-22 | 2019-08-26 |
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