Lai, Kin Pui 黎建培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2022-05-18 | 2022-11-22 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2021-05-25 | 2023-11-07 | Rep | Dealing in futures contracts | 2021-06-21 | 2023-11-07 |
| 3 | GROW Asset Management (HK) Limited | Rep | Advising on securities | 2023-12-13 | Rep | Asset management | 2023-12-13 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-16 | 2021-05-06 |
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